DoubleLine
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Executive Management

Jeffrey Gundlach, Chief Executive Officer & Chief Investment Officer
Philip Barach, President, DoubleLine Capital LP
Henry Chase, CFO, Controller
Joseph Galligan, Executive Vice President
Keith Kirk, Chief Compliance Officer & Deputy General Counsel
Earl Lariscy, General Counsel
Louis Lucido, Chief Operating Officer
Casey Moore, Chief Technology Officer
Ronald Redell, CFA, President, DoubleLine Funds
Cris Santa Ana III, Chief Risk Officer
Ignacio Sosa, Director, Product Solutions Group
R. Brendt Stallings, CFA, Executive Vice President
Barbara VanEvery, Director Investor Services

Jeffrey Gundlach, Chief Executive Officer & Chief Investment Officer

Philip Barach, President, DoubleLine Capital LP

Henry Chase, MS CPA, CFO, Controller

Joseph Galligan, CFA, Executive Vice President

Keith Kirk, Chief Compliance Officer & Deputy General Counsel

Earl Lariscy, General Counsel

Louis Lucido, Chief Operating Officer

Casey Moore, Chief Technology Officer

Ronald Redell, CFA, President, DoubleLine Funds, Executive Vice President, DoubleLine Group LP

Cris Santa Ana III, Chief Risk Officer

Ignacio Sosa, Director, Product Solutions Group

R. Brendt Stallings, CFA

Barbara VanEvery, Director Investor Services

Jeffrey Gundlach

Mr. Gundlach is the Chief Executive Officer and Chief Investment Officer of DoubleLine. He was formerly associated with TCW where he was Chief Investment Officer and head of fixed income activities. He is recognized as an expert1 in bond and fixed income investments. His investment strategies have been featured in leading publications including The New York Times, The Financial Times, The Wall Street Journal, USA Today, Barron's, Forbes, and Fortune. In 2010, Mr. Gundlach was named to the SmartMoney Power 30. In 2011, he was featured as "The King of Bonds" in Barron's, and named one of "5 Mutual Fund All-Stars" by Fortune Magazine. In 2012, he was named one of the "50 Most Influential" by Bloomberg Markets magazine. In 2013, he was named "Money Manager of the Year" by Institutional Investor. He is a graduate of Dartmouth College summa cum laude holding a BA in Mathematics and Philosophy. He attended Yale University as a PhD candidate in Mathematics.

1. Money News on May 26, 2011: Headline of the story: Bond Expert Gundlach: Housing Collapse to Spark Second Financial Meltdown. Morningstar on January 5, 2012: “...Jeffrey Gundlach, a high-profile fixed-income expert...”

Philip A. Barach

Mr. Barach is co-founder and President of DoubleLine Capital. Mr. Barach is a member of the DoubleLine Executive Committee. Prior to DoubleLine, Mr. Barach was Co-Founder and Group Managing Director of the TCW Mortgage Group where he spent over 23 years. He has over 32 years of fixed income investment experience. Before joining TCW, Mr. Barach was Senior Vice President of Chief Investments for Sun Life Insurance Company in Los Angeles, where he was responsible for the asset/liability management of the firm and oversight and management of the company's $5 billion investment portfolio. Previously, he served as Principal Fixed Income Officer for the California Public Employees' Retirement System (CalPERS), the largest pension plan in the country. In that capacity, he was responsible for managing the fixed income portion of the fund which was 100% internally managed. Mr. Barach was heavily involved in the creation of the collateralized mortgage obligations (CMO) while at CalPERS, he oversaw the issuance of one of the first private label CMOs using the retirement system's MBS portfolio. He attended the Hebrew University of Jerusalem, where he received a BA in International Relations and an MBA in Finance.

Henry Chase

Mr. Chase joined DoubleLine in 2010. Before joining DoubleLine, Mr. Chase was a partner in the Southern California practice of Tatum, LLC for ten years. He previously served five years as President of US Flywheel Systems and seven years as Chief Financial Officer for 1928 Jewelry Company. Previously, he worked ten years at PricewaterhouseCoopers in Los Angeles, serving a number of clients in the financial services industry. Mr. Chase holds a MS in Finance from San Diego State University and a BS in Economics from California Polytechnic State University, San Luis Obispo. He is a member of the American Institute of Certified Public Accountants, the California Society of Certified Public Accountants, and is a licensed Certified Public Accountant (inactive).

Joseph J. Galligan

Mr. Galligan is a founding member of DoubleLine. He is also a Portfolio Manager in the Mortgage Group. Prior to joining DoubleLine in 2009, Mr. Galligan was a Managing Director and Portfolio Manager at TCW since 1991. Prior to TCW, he was a Vice President at Smith Barney in the Mortgage-Backed Specialist group. Prior to that, he spent five years at First Boston as Vice President in the same area. In addition, Mr. Galligan spent over three years at Scudder Stevens & Clark as a Portfolio Manager/Trader. Mr. Galligan holds a BS in Economics with a concentration in Finance from the Wharton School of Business at the University of Pennsylvania. He is a CFA charterholder.

Keith Kirk

Mr. Kirk serves DoubleLine as Chief Compliance Officer, Deputy General Counsel, and a member of DoubleLine's Executive Committee. Before formally joining DoubleLine in 2012, Mr. Kirk provided support to DoubleLine as a Legal and Compliance consultant from 2010 through 2011. From September 2004 through August 2009, he served as Chief Compliance Officer for Metropolitan West Asset Management, LLC ("MetWest") and the Metropolitan West Funds. Prior to MetWest, he worked for Montgomery Asset Management, LLC and for NASD Regulation before joining Montgomery. He has a BS in Accounting from Penn State University, an MBA from San Jose State University and a JD from Golden Gate University. He is a member of the bar in California and the District of Columbia.

Earl Lariscy

Mr. Lariscy serves DoubleLine as General Counsel, Director of Corporate Governance and a member of DoubleLine's Executive Committee. Prior to joining DoubleLine in 2010, Mr. Lariscy was a Director and Agency General Manager of Barclays Capital's California based banking operations. He also worked in the Legal Department at TCW and in the New York office of Linklaters. Mr. Lariscy has a JD from Tulane School of Law, a Masters in International Business from the University of South Carolina and a BS in Finance from the University of South Florida. He is a member of the bar in the District of Columbia and Florida.

Louis C. Lucido

Mr. Lucido is a founding member of DoubleLine, and a member of the firm's Executive Management Committee. He was previously at TCW as a Group Managing Director. Prior to joining TCW in 2001, Mr. Lucido was the Chief Investment Officer for Delphi Financial Group (DFG) and on a number of subsidiary Boards. Before DFG, he was the Chief Operating Officer, MD & Secretary for Hyperion Capital Management & was also a member of the Resolution Trust Advisory Committee. Since February 2013, he has served as a member of the Board of Directors of CASA of Los Angeles and was elected in June 2013 to the Board's of Junior Achievement, Southern California and 826LA. Mr. Lucido received his MBA in Management and Finance from New York University, and is a member of the Dean's Executive Board of the N.Y.U. Stern School of Business.

Casey Moore

Mr. Moore joined DoubleLine in 2009 and is a member of the Executive Management Committee. As Chief Technology Officer, he is responsible for all information technology, including application development, systems integration, technical infrastructure, and disaster recovery. Prior to DoubleLine, he was an Assistant Vice President at TCW and focused on application development. He was initially hired at TCW as an enterprise database architect and later joined the Mortgage Backed Securities Group where he concentrated on developing RMBS analytic systems. Prior to TCW, he was a developer for Albertsons, where he created systems to forecast sales and manage labor budgets. Mr. Moore holds a BS in Management Information Systems from California State University, Bakersfield.

Ronald R. Redell

Mr. Redell is President of DoubleLine Funds Trust, Executive Vice President of DoubleLine Group LP, and a member of the Executive Committee. He oversees the development of DoubleLine's Global Sales business and distribution lines. Prior to DoubleLine, he served as President and CEO of TCW Funds, Inc. and TCW Strategic Income Fund, Inc. Previously, Mr. Redell was Vice President of Marketing for RS Investment Management, formerly Robertson Stephens, where he was in charge of the firm's retail Mutual Fund sales and marketing effort through intermediaries. Previously, he was a Financial Consultant with Wells Fargo Securities. Mr. Redell holds a BA in Political Science from Stanford University. He is a member of the CFA Society of Los Angeles and is a CFA charterholder.

Cris Santa Ana III

Mr. Santa Ana joined DoubleLine as the Chief Operating Officer in 2009, and now serves as the firm's Chief Risk Officer and is an officer of DoubleLine Funds Trust. Mr. Santa Ana's day-to-day duties include the oversight of trading operations and portfolio risk analytic teams. He also serves as a member of the Executive Management Committee and various subcommittees which oversee and review business functions and enterprise risk across the firm. Prior to DoubleLine, Mr. Santa Ana was most recently a Managing Director and Chief Operating Officer of TCW's Mortgage-Backed Securities Group. During his 15-year tenure at TCW, Mr. Santa Ana held various management positions starting in Domestic Fixed Income Operations overseeing portfolio accounting, reporting, compliance, and trading support for the Mortgage-Backed Securities and High Yield portfolio groups. Mr. Santa Ana received his BA in Economics from the University of California at Los Angeles.

Ignacio Sosa

Mr. Sosa joined DoubleLine in 2014 where he is responsible for new product development and working with DoubleLine's sales team, clients and advisors in support of the firm's existing product offerings. He is also a member of DoubleLine's Executive Committee. Previously, Mr. Sosa was an Executive Vice President at PIMCO and the product manager for that firm's emerging market debt business. Prior to joining PIMCO, Mr. Sosa spent more than twenty years managing portfolios of emerging market securities and currencies, primarily at his own asset management firm and Bankers Trust Company in New York and Tokyo. Mr. Sosa received his MBA from Babson College and his BBA from the University of Miami.

Brendt Stallings

Mr. Stallings is an Executive Vice President at DoubleLine, and a member of the firm's Executive Management Committee. He is also a portfolio manager and a founding partner in DoubleLine Equity LP. He was previously associated with TCW where Mr. Stallings was a Group Managing Director, Senior Portfolio Manager of the TCW Growth Equities Strategy, co-portfolio manager of the TCW Global Technology Strategy and co-head of the TCW Small- and Mid-Cap Growth Equities team. He received a BA in Decision Analysis and Political Science from Stanford University and an MBA from the Amos Tuck School at Dartmouth College. He is a CFA charterholder.

Barbara VanEvery

Ms. VanEvery joined DoubleLine in 2009 where she oversees the Investor Services group which includes Communications and Client Service. Ms. VanEvery is a member of the firm's Executive Committee. Prior to DoubleLine, she was a Senior Vice President at TCW for sixteen years where she was responsible for marketing, investor relations and communications for both the retail and institutional efforts for all mortgage-related and multi-strategy fixed income product areas. Previously, she worked with Provident Life & Accident Insurance, where she specialized in client relations and account management. Ms. VanEvery holds a BA in Political Science from California State University at San Diego.